Job description

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  • Location:
    Agnostic
  • Employee Type:
    Permanent
  • Department:
    Advice Assurance Team
  • Division:
    IWI Advice Assurance
  • Employment Type:
    Full time
  • Salary:
    Competitive

Advice Assurance Manager (5390)

We're one of the UK's leading investment management companies, with responsibility for over £40 billion of client assets. We've worked closely with clients and their trusted advisers for many years and gained a unique understanding of the specific needs of our clients.

Investec Wealth & Investment seeks to deliver exceptional levels of customer service and has been trusted to meet the needs of private investors for almost 200 years. But our eyes are focused on your future.

Right now we're a team of over 1400 dedicated professionals located across 14 sites in the UK. We're looking to strengthen our team and need you to come on board and make a difference.

Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same – if the role excites you, please don't let our person specification hold you back. Get in touch!

Advice Assurance Manager

Location: Manchester / Liverpool, but other office locations are considered 

What does the team do?

The Advice Assurance team provide support, technical guidance and governance for the Wealth Advisory function (Wealth Planning and Financial Planning). 

What are the key responsibilities?

  • Assist in conducting pre and post advice reviews of new business / advice points and timely review of ongoing business, relating to the Wealth Advisory function.
  • Providing verbal and written feedback to Planners on a case by case basis, to ensure best client advice outcomes.
  • Providing technical and regulatory / procedural support to the Wealth Advisory function.
  • Assisting the Advice Assurance team in ongoing record keeping, provision of management information and updates to internal procedures and client facing literature.
  • Undertaking and supporting project work.
  • Undertaking other tasks as necessary for the efficient running of the department.

What core skills and knowledge do we look for?

  • The successful candidate will have experience of writing or reviewing client files.
  • Ability to provide constructive and timely feedback to key stakeholders.
  • A strong knowledge of relevant FCA legislation and best practice is essential.

What other attributes that would be helpful, but not essential for the role?

  • Previous experience writing or reviewing Financial Planning files is an advantage, but candidates with a similar skillset from other disciplines will also be welcomed to apply.
  • Evidence of a strong team work ethic.
  • Evidence of emotional intelligence when providing support and guidance to key stakeholders.
  • Evidence of ability to manage own workload, multi-task.

Qualifications

  • Graduate level.  Level 4 CII qualified or equivalent, as a minimum.  Qualifications in both retirement and estate planning / trusts an advantage.

 

Meet the recruiter

Dawn Ermes

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Benefits

Pension
Private Medical Cover
Virtual GP
Gym Discounts
Psychologist Service
Annual Leave
Life Assurance