Job description

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  • Location:
    London - 30 Gresham Street
  • Department:
    Risk(IBP)
  • Division:
    IBP Risk & Compliance
  • Employment Type:
    Full time
  • Salary:
    Competitive

Compliance Advisor, Central Compliance (11469)

Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a desire to learn and collaborate to your work, this could be the boost your career deserves.


Are you a proactive and knowledgeable compliance professional looking to make an impact in a dynamic financial services environment? Investec is seeking a Compliance Adviser to join our Central Compliance team, to provide essential guidance on regulatory and policy matters, ensuring that our operations align with the highest standards of compliance and conduct. The role is a blend of typical compliance advisory responsibilities and managing various compliance processes, systems and registers.

About the Team:

The Central Compliance team is responsible for the provision of advice to the business and senior management on regulatory and policy matters that sit within the team's remit. This includes, but is not limited to, Senior Manager and Certification Regime (SMCR), Conduct Rules and Conduct Risk, Training and Competence, Breaches, Gifts and Hospitality, Financial Services Compensation Scheme (FSCS), Client Money and Assets (CASS), Whistleblowing and Outsourcing.

The team is also responsible for managing the delivery of online training to all IBP employees, and maintaining core compliance systems, registers and workflow tools, such as Policies and Frameworks Register, Breaches Register, or Regulatory Reporting Register.

The team oversees non-prudential regulatory reporting and regulatory fees process and provides regular Compliance and Conduct MI to the board and relevant committees.The team is responsible for a number of compliance policies and frameworks which help ensure that IBP business is conducted in a compliant and appropriate manner. 

 

Key Responsibilities:

  • Provide expert support and advice on regulatory areas such as FSCS rules, Outsourcing, Conduct Risk Framework, and Training and Competence.
  • Assist in the delivery of online training, managing the training platform, reviewing content, tracking completion rates, and addressing user queries.
  • Conduct monitoring for Gifts and Hospitality and assist with the distribution of relevant regulatory developments.
  • Prepare summaries and formal briefings on significant FCA or PRA publications, and draft and update compliance policies and procedures.
  • Collaborate with various committees to ensure accurate compliance reporting and assist with ad hoc queries from internal and external stakeholders.

What We're Looking For:

  • An experienced compliance professional with UK Banking Experience
  • A compliance professional able to provide accurate advice and exercising sound judgment on compliance and conduct risks.
  • Strong writing skills to succinctly summarise regulatory requirements and draft high-quality compliance documents.
  • Prior experience in drafting policies and advising senior stakeholders is desirable.
  • Confident in presenting and responding to challenges from stakeholders.
  • An aptitude for technology and a willingness to learn compliance systems and workflow tools.
  • Proficiency in PowerPoint, Word, and Excel; knowledge of Visio is a plus.
  • Strong analytical skills to transform quantitative and qualitative data into useful management information.

As part of our collaborative & agile culture, our working week is 4 days in the office and one day remote.

Investec offers a range of wellbeing benefits to make our people feel healthier, balanced and more fulfilled in their lives inside and outside of work.

Here is a selection of what we offer;

Wellbeing

Wellbeing Subsidy, Corporate Gym Membership, Virtual GP, Peppy Health App (Fertility, Menopause and Early Parenthood), Optional Private Medical & Dental Insurance

Monetary

Non-contributory Pension & Discretionary Bonus

Life & Income Protection

Life Assurance, Critical Illness & Income Protection

Travel

Season Ticket Loan & Electric Vehicle Scheme 


Embedded in our culture is a sense of belonging and inclusion. This creates an environment in which everyone is free to be themselves which helps to drive innovation, creativity and ultimately business performance. At Investec we want everyone to find it easy to be themselves, and to feel they belong. It's a responsibility we all share and is integral to our purpose and values as an organisation.

Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same – if the role excites you, please don't let our person specification hold you back. Get in touch!


Recite Me

We commit to ensure that everyone is fairly assessed during our recruitment process. To assist candidates in completing their application form, Recite Me assistive technology is available on our Careers pages. This can be accessed by clicking on the ‘Accessibility Options' link at the top of the page.

The Recite Me tool includes a screen reader, styling and customisation options, a series of reading aids, a translator and more.

If you have any form of disability or neurodivergent need and require further assistance in completing your application, please contact the Careers team at [email protected] who will be happy to assist. 


 
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Location
London - 30 Gresham Street
30 Gresham Street, London, England, GB, EC2V 7QN
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Meet the recruiter

Daniel Szczerban

+44 20 7597 5933

LinkedIn

We commit to ensure that everyone is fairly assessed during our recruitment process.

Let us know if you need any reasonable adjustments to complete your application.

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Benefits

Pension
Private Medical Cover
Virtual GP
Gym Discounts
Psychologist Service
Annual Leave
Life Assurance
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