We're one of the UK's leading investment management companies, with responsibility for over £40 billion of client assets. We've worked closely with clients and their trusted advisers for many years and gained a unique understanding of the specific needs of our clients.
Investec Wealth & Investment seeks to deliver exceptional levels of customer service and has been trusted to meet the needs of private investors for almost 200 years. But our eyes are focused on your future.
Right now we're a team of over 1400 dedicated professionals located across 14 sites in the UK. We're looking to strengthen our team and need you to come on board and make a difference.
Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same – if the role excites you, please don't let our person specification hold you back. Get in touch!
Role: Compliance Manager – Regulatory Governance
Location: Liverpool, Manchester, Birmingham, Leeds, Sheffield
What does the team do?
The Regulatory Governance Team is part of the Regulatory Assurance within the Compliance & Risk department. We partner with Compliance Advisory to provide support to Investment Management, Financial Planning, Wealth Planning and other key functional business areas in the capacity of second line of defence
The Compliance & Risk department comprises of: Compliance Advisory, Regulatory Assurance, Operational Risk, Data Protection, and Culture and Conduct. Financial Crime is a shared service with Investec Bank.
What are the roles key responsibilities?
Reporting to the Senior Manager in Regulatory Governance, this role will have the following key responsibilities:
What core skills and knowledge are we looking for?
What other attributes would be helpful for the role?
What qualifications are required?