We're one of the UK's leading investment management companies, with responsibility for over £40 billion of client assets. We've worked closely with clients and their trusted advisers for many years and gained a unique understanding of the specific needs of our clients.
Investec Wealth & Investment seeks to deliver exceptional levels of customer service and has been trusted to meet the needs of private investors for almost 200 years. But our eyes are focused on your future.
Right now we're a team of over 1400 dedicated professionals located across 14 sites in the UK. We're looking to strengthen our team and need you to come on board and make a difference.
Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same – if the role excites you, please don't let our person specification hold you back. Get in touch!
Role: Compliance Officer / Manager – Compliance Advisory Team
Location: Agnostic (except London)
The Compliance Advisory team forms part of the Compliance team within the Compliance & Risk department.
The Compliance & Risk department comprises seven areas: Compliance Advisory, Compliance Monitoring, Regulatory Governance, Operational Risk, Data Protection, Financial Crime and SMCR Governance.
Description of role and key responsibilities
This is a role at either Compliance Officer or Manager level (subject to experience) working in an advisory capacity, with the primary aspect of the role being the provision of advice and guidance to the Wealth Advisory area of Investec Wealth & Investment's (“IW&I”) business (which includes Financial Planning).
Key responsibilities include:
Core skills and knowledge
Other attributes that would be helpful, but not essential for the role.