Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives us our edge: we work hard to find colleagues who'll think out of the ordinary and we put them in environments where they'll flourish. We combine a flat structure with a focus on internal mobility. If you can bring an entrepreneurial spirit and a desire to learn and collaborate to your work, this could be the boost your career deserves.
Research shows that some candidates can be reluctant to apply to a role unless they meet all the criteria. We pride ourselves on our entrepreneurial spirit here and welcome you to do the same – if the role excites you, please don't let our person specification hold you back. Get in touch!
Role: Compliance Operations Advisor
Central Compliance team is responsible for the provision of advice to the business and other teams within the Compliance function on regulatory and IBP policy matters. They are responsible for policies and frameworks which help ensure IBP business is conducted in a compliant and appropriate manner. Central Compliance has primary responsibility for oversight of communication with the FCA in relation to queries, visits and consultation papers, provision of periodic Compliance reporting to the Board and relevant committees, and the central aspects of regulatory reporting.
The team also has additional responsibilities relating to the provision of Computer Based Training, oversight and authorisation of G&H, as well as the FSCS and CASS regimes. Added to this the team also coordinate the technology used to support various Compliance activities, including the logging and reporting of breaches.
Description of role and key responsibilities
Key responsibilities include (but are not limited to):
Core skills and knowledge
Knowledge and Experience
Other attributes that would be helpful, but not essential for the role
Investec specific knowledge and how it is applied